JPMorgan Chase Corporate Compliance - Custody and Funds Services Compliance Manager - Vice President in Boston, Massachusetts

JP Morgan Chase

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at .

Our Compliance Function

With a diverse team of Compliance professionals supporting all areas of our business around the globe, the team is working diligently to be innovative and present all business partners with thoughtful and unique solutions to the challenges they face. The Compliance function has a robust set of priorities in place focused on best practice and employee development to ensure goals are delivered.


The role is responsible for supporting the compliance needs of various Custody and Fund Services products with emphasis on custody, fund accounting, transfer agency and foreign exchange products. The position includes evaluating compliance with relevant regulations, issue identification, assessing the impact of regulatory change and working with business management to build and maintain control mechanisms to remain in compliance with laws and regulations and protect the reputation and franchise of the business. Other aspects include regulatory risk assessments, establishment of policies, performing training and execution of compliance monitoring programs across a broader dimension of the business and managing regulatory exams. The position may involve some travel within the US and internationally.


  • Minimum 5 years regulatory or risk management experience gained within a financial institution or regulator

  • Goodknowledge of global custody, fund accounting and transfer agency;working knowledge of foreign exchange, securities lending, clearance andcollateral management preferred, but not required

  • Experience conducting compliance risk assessments and testing preferred, but not required

  • Stronginterpersonal and influencing skills, with the ability to establishcredibility and strong partnership with senior business partners

  • Strong analytical, problem-solving and organizational skills and the ability to manage several simultaneous projects

  • Knowledgeor experience of relevant regulatory requirements and their practicalapplication in operational process or product features

  • Excellent business judgment and strategic thinking

  • Proven ability to communicate effectively at all levels both orally and in writing

  • Self starter and strongly motivated to achieve higher standards over time

  • Ability to deliver high quality results as part of a geographically dispersed global compliance team

  • University graduate

JPMorgan Chase is an equal opportunity and affirmative action employer Disability/Veteran.