JPMorgan Chase Asset & Wealth Management - Capital Markets Solutions Audit Manager - VP in New York, New York
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at http://www.jpmorganchase.com/ .
J.P. Morgan is a global leader in Asset Management with over $2 trillion in assets under supervision, including over $1.4 trillion in actively managed portfolios, and annual revenue of approximately $10 billion. AM serves institutional, high net worth and retail clients in every major market throughout the world through the following client businesses: J.P. Morgan Asset Management, Highbridge Capital Management, and Wealth Management which includes the Private Bank and J.P. Morgan Securities. AM offers global investment management in equities, fixed income, real estate, hedge funds, private equity and liquidity, including money market instruments and bank deposits. AM also provides trust and estate, banking and brokerage services to high-net-worth clients, and retirement services for corporations and individuals.
The JPMorgan Chase & Co Audit Department is accountable to the Audit and Examining Committee of the Board of Directors, the Office of the Chairman, senior management and our global and local regulators. The global Audit Department has in excess of 1,000 Audit Officers.
The Asset and Wealth Management (AM) Audit Team is responsible for assessing the adequacy of the control environments across all the AWM businesses including Wealth Management, Asset Management, and Highbridge. This is achieved through a program of audit coverage which is performed and managed by a global team of integrated technology and financial business specialists.
The Wealth Management Audit Manager (VP) position is based in New York and responsible for audit coverage of the US Wealth Management business reporting directly to the team lead. This position is responsible for assisting with audit project management, ongoing risk assessment, and relationship management for key business functions and groups within wealth management.
The applicant must be an experienced professional who possesses strong auditing skills, good knowledge of the private banking/wealth management business, financial instruments and products, and a strong understanding of internal control systems within a financial institution.
Bachelor's degree (or relevant financial services experiencerequired
At least 7 years of Asset Management/Wealth Management/Capital Markets audit or business experience
Detailed knowledge of products and services provided within a Global
Wealth Management business including investment management, discretionary activity fiduciary requirements, trading desk and brokerage knowledge (SEC/FINRA requirements)
Knowledge of applicable laws and regulatory requirements banking(specifically OCC 12 CFR 9) and broker/dealer regulations
Proven ability to build strong partnerships with key stakeholders, desirelearn quickly, be flexible and think strategically
Proven ability to be able to multi task and be able to change priorities
Works well individually, and in teams, shares information, supportcolleagues and encourages participation
Strong skills in time management, problem solving, written and oral communication
Enthusiastic, self motivated, effective under pressure and willing to take personal risk and accountability
Strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness
Excellent verbal and written communication skills with the ability to present complex and sensitive issues to senior management in a persuasive manner
Minimum Bachelors degree in Accounting, Finance, Economics or related
Professional accountancy qualification and/or other professional
Certifications, such as CFIRS, Series 7, or CFA are a plus.
JPMorgan Chase is an equal opportunity and affirmative action employer Disability/Veteran.