JPMorgan Chase Corporate & Investment Bank – JPM Securities LLC – Business Control Manager – Associate in New York, New York

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.5 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. Information about JPMorgan Chase & Co. is available at at .

The role is to support the JP Morgan Securities LLC (JPMS LLC) Business by helping with the management of the end to end control environment spanning all of the primary functions from business execution, compliance, legal, credit risk, operations and finance. The JPMS LLC Business Control Management team is part of a wider Markets BCM team which reports into the Oversight and Control office as well as the Markets CFO.

Control Management (CM) maintains a strong and consistent control environment across the firm. With Control Managers appointed for each Line of Business, Function and Region, there is a comprehensive coverage and joint accountability model with the business executive that promotes early operational risk identification and assessment, effective design and evaluation of controls and sustainable solutions to mitigate operational risk.

Control Management focuses on four areas:

1) Control design and expertise

2) Risks and controls identification/assessment

3) Control breaks and resolution

4) Control governance & reporting

Role Responsibilities:

  • In partnership with stakeholders, identify significant gaps and weaknesses and determine root cause of control breaks

  • Ensure that controls are properly designed, operating effectively, and essential to a proactive risk and control culture that leverages proven evaluation strategies and sound change management protocols

  • Engage with colleagues across the firm – business, operations management, legal, compliance, risk, audit, regulators and technology control functions

  • Understanding of sales and markets


  • Bachelor’s degree or equivalent experience required

  • 3-5 years of experience in financial services industry with background in controls, audit, quality assurance, operational risk management, or compliance preferred; or equivalent subject matter expertise in a relevant business related function/operation

  • Proficient in Microsoft Office Suite (Word, Excel, PowerPoint) preferred Skills:

  • Business knowledge - ability to understand the Broker / Dealer business, knowledge of regulation surrounding business

  • Communication/presentation - excellent written and verbal communication skills with an ability to articulate the control evaluation results in a meaningful and actionable manner

  • Networking – strong interpersonal skills; strong collaboration and relationship building skills

  • Work autonomously to affect change - flexible, adaptable to shifting priorities; manages competing priorities to achieve the most effective result and able to work in a fast-paced, results driven environment

  • Decision Making/Judgement - moderate level of independent decision making using sound judgement

JPMorgan Chase is an equal opportunity and affirmative action employer Disability/Veteran.