JPMorgan Chase Compliance Data Management Analyst-Client List Screening in Newark, Delaware
Compliance Data Management team is responsible for ensuring the highest quality of data for use in Corporate Compliance Reporting, Surveillance and Monitoring. This is achieved through the monitoring and validation of inbound data to identify data quality issues, complete impact assessment and remediate through the Defect Governance framework.
The team supports its Compliance and Advisory partners across multiple functions: Trade Surveillance & Employee Personal Account Dealing focusing on the prevention of manipulative or illegal trading practices, Client List Screening focusing on Office of Foreign Assets Control (OFAC) Sanctions & Know Your Customer (KYC) programs and AML Transaction Monitoring, focusing on the detection, investigation and reporting of suspected money laundering and terrorist financing.
CDM also manages the Compliance Chief Data Office (CDO) responsibilities, ensuring data issues are reported and tracked in accordance with the Firm wide Data Office Policy, partnering to help influence Firm wide policy and/or best practice and drive consumer data standards across all Lines of Business. CDM is responsible for various projects/initiatives that focus on improving operational efficiencies and controls for the CDM organization and the areas we support.
The CDM team partner globally with the following groups in support of these functions:
Back Office & Middle Office Operations team
LOB & Compliance Technology groups (Operate and AD)
Global Compliance teams & Project Management Office
Reference Data Teams (Security, Client and Pricing data etc.)
Firm wide Data Management
Monitor delivery and completeness of feed/files into and throughout the Compliance environment and escalate delays to the appropriate stakeholders
Perform data analysis & reconciliations to identify data issues and their impact to Compliance Screening
Participate in weekly Working Groups to triage new data quality issues, assign severity, and review closures of data quality issues, with input from Compliance, Technology and CLS Operations
Manage data issues throughout the life cycle, by effectively collaborating with various functional leads from LOBs, Tech, Ops and Compliance) to document data issues, root cause and communicate remediation plans
Participate in UAT testing, review test scripts, and create business requirement documentation (BRDs)
Collaborate effectively with regional and global CDM colleagues to complete ad hoc projects and initiatives
Produce weekly metrics
Update and maintain procedure documentation and process flows
Experience in an Operations, Middle Office, or Compliance environment (preferably with a focus on ensuring data quality)
1-3 years’ experience in financial services industry
Experience in defining/documenting new processes ensuring appropriate Controls framework
Experience in an end to end exception management process; preferably in resolving data quality issues
Effective analytical, problem solving and decision-making skills
Excellent verbal and written communication, influencing and relationship building skills
Intermediate Excel skills required for data analysis (e.g. use of pivot tables and v-lookups)
Able to multi-task and meet deadlines while maintaining quality output
Accuracy and attention to detail
Knowledge of OFAC/Sanctions Client List Screening a plus
Knowledge of KYC/CIP requirements a plus
• Strong Microsoft Office skills with proficiency in Excel, Word, PowerPoint & Visio
• Data Quality Management (Firm-Wide Data Tool)
• Knowledge of Bridger and GSM Case Management system a plus
JPMorgan Chase is an equal opportunity and affirmative action employer Disability/Veteran.