JPMorgan Chase CIB F&BM Supervisory Analyst, Vice President in San Francisco, California

Series 16 Supervisory Analyst Job Description – Asia-Ex Team

The Asia-ex Supervisory Analyst (SA) team consists of eight members based in Asia-Pacific, Europe and North America, providing 6-day, 24-hour coverage for Asia Pacific research. The SAs are responsible for reviewing all Asia and Australian equity, equity derivatives and fixed income research products, as well as global products when required, for compliance with FINRA and other regulatory rules.


  • Provide supervisory review of Global Equity (including Equity Derivatives and Equity Strategy) and Fixed Income (including Fundamental Credit, Emerging Markets Corporate Credit, Emerging Markets Strategy, Economics, Technical Analysis, and Commodities) Research

  • Ensure that research complies with FINRA and other regulatory rules, as well as firm guidelines, including watch list review and applying appropriate disclosures

  • Multitask in a busy environment and review a variety of products: notes, in-depth company initiations, quick-take alerts, industry reports, blast e-mails, models, and PowerPoint presentations

  • Edit research when required to ensure quality and control standards

  • Work with analysts and associates to reinforce business rules, regulatory guidelines and look and feel standards

Requirements: NYSE Series 16 and 3-5 years’ experience as a Supervisory Analyst. Candidates must be focused, articulate, commercially minded, and comfortable working in a fast-paced environment. Candidates must be proficient in Word, Excel and PowerPoint. Series 4 a plus. Chinese language skills beneficial.

Hours and location: 5-day working week, daytime hours, San Francisco office-based preferred

JPMorgan Chase is an equal opportunity and affirmative action employer Disability/Veteran.